DFX Intelligence
RIA Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
A•••••• A•••••••• N••••••• I•
Feed of 09/14/2026
Also filed as Tony Nicholich
At current firm
16 y
since Apr 9, 2010
In the industry
34 y
since Nov 27, 1991 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- V•••••• W••••• A•••••••• L•• state registered currentsince Apr 9, 2010 · Baton Rouge, La
- N•• A•••••• S•••••••• L•• formerDec 19, 2005 to Apr 9, 2010 · Baton Rouge, La
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliatedMar 28, 2005 to Dec 21, 2005 · Fairfield, Ia
- C•••••••• I••••••••• R•••••••• I••• unclassifiedJan 30, 2004 to Mar 28, 2005 · Baton Rouge, La
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseFeb 18, 2000 to Feb 4, 2004 · Baton Rouge, La
Moves
a registration end followed by a registration begin elsewhere
- N•• A•••••• S•••••••• L•• to V•••••• W••••• A•••••••• L••left Apr 9, 2010, registered Apr 9, 2010 (0 days) · Other
- C•••••••• I••••••••• R••••••• A•••••••• I••• to N•• A•••••• S•••••••• L••left Dec 21, 2005, registered Dec 19, 2005 (-2 days) · Other
- C•••••••• I••••••••• R•••••••• I••• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Mar 28, 2005, registered Mar 28, 2005 (0 days) · corporate re-registration, not a move
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to C•••••••• I••••••••• R•••••••• I•••left Feb 4, 2004, registered Jan 30, 2004 (-5 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 34derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address