RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R••••• M•••••• H•••••
- N••••••••• M••••• I••••••••• S••••••••• no RAUM currentsince Feb 4, 2008 · Chicago, Il
- A••••••••• F•••••••• S•••••••• L•• national BDJan 23, 2003 to Apr 6, 2004 · Chicago, Il
- O•• P•••••• I••••••••• I•• formerSep 17, 2002 to Jan 14, 2003 · New York, Ny
- A••••••••• F•••••••• S•••••••• L•• national BDJun 20, 2001 to Aug 22, 2002 · Merrillville, In
- A••••••••• F•••••••• S•••••••• L•• to N••••••••• M••••• I••••••••• S•••••••••left Apr 6, 2004, registered Feb 4, 2008 (1399 days) · Other
- O•• P•••••• I••••••••• I•• to A••••••••• F•••••••• S•••••••• L••left Jan 14, 2003, registered Jan 23, 2003 (9 days) · Other
- A••••••••• F•••••••• S•••••••• L•• to O•• P•••••• I••••••••• I••left Aug 22, 2002, registered Sep 17, 2002 (26 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- No RAUM reportedderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address