RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B•••••• L•••• P•••••••
- O•••• I••••••••• I••• BD affiliated currentsince Feb 20, 2014 · Indiana, Pa
- H• B•••• I••• formerJun 19, 2012 to Feb 20, 2014 · Indiana, Pa
- E•••• N••••••• S••••••••• I••• formerJun 7, 2010 to Jun 13, 2012 · Homer City, Pa
- L•• F•••••••• L•• BD affiliatedApr 30, 2007 to Dec 3, 2009 · Indiana, Pa
- U•••• F•••••••• S••••••• G••••• I••• unclassifiedFeb 4, 2004 to Jun 2, 2010 · Blairsville, Pa
- H• B•••• I••• to O•••• I••••••••• I•••left Feb 20, 2014, registered Feb 20, 2014 (0 days) · Other
- E•••• N••••••• S••••••••• I••• to H• B•••• I•••left Jun 13, 2012, registered Jun 19, 2012 (6 days) · Other
- U•••• F•••••••• S••••••• G••••• I••• to L•• F•••••••• L••left Jun 2, 2010, registered Apr 30, 2007 (-1129 days) · Other
- L•• F•••••••• L•• to E•••• N••••••• S••••••••• I•••left Dec 3, 2009, registered Jun 7, 2010 (186 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 34derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address