DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Leslie Jean Hale
Feed of 09/15/2026
Also filed as Leslie Jean Morse
At current firm
12 y
since Jun 17, 2014
In the industry
33 y
since Jun 22, 1993 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Calton & Associates, Inc. independent RIA currentsince Jun 17, 2014 · Tampa, Fl
- Ridgeway Conger Advisory Services formerJul 1, 2008 to Jun 19, 2014 · Fort Smith, Ar
- First Independent Advisory Services, Inc. unclassifiedJan 30, 2008 to Jul 11, 2008 · Tulsa, Ok
- Sterne Agee Asset Management, Inc. formerAug 24, 2005 to Mar 27, 2006 · Fort Smith, Ar
- Sterne Agee Asset Management, Inc. formerMar 11, 2005 to Aug 16, 2005 · Birmingham, Al
Moves
a registration end followed by a registration begin elsewhere
- Ridgeway Conger Advisory Services to Calton & Associates, Inc.left Jun 19, 2014, registered Jun 17, 2014 (-2 days) · Other
- First Independent Advisory Services, Inc. to Ridgeway Conger Advisory Servicesleft Jul 11, 2008, registered Jul 1, 2008 (-10 days) · Other
- Sterne Agee Asset Management, Inc. to First Independent Advisory Services, Inc.left Mar 27, 2006, registered Jan 30, 2008 (674 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address