DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

P•••• J•••• G•••••••

L•• F•••••••• L••BD affiliatedPittsburgh, Pa dual registrantIAPD 219703

Feed of 09/15/2026

Also filed as P•••• J G•••••••

At current firm

2 y

since Jan 29, 2024

In the industry

53 y

since Oct 1, 1972 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

L•• F•••••••• L•• BD affiliated current
since Jan 29, 2024 · San Diego, Ca
C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated
Jul 23, 2014 to Jan 26, 2024 · Pittsburgh, Pa
I• A••••••• S•••••••• I••• former
Jun 2, 2006 to Jul 25, 2014 · Bridgewater, Nj
T•• I••••••••• C•••••• I••• unclassified
Jul 19, 2004 to Jun 2, 2006 · Pittsburgh, Pa
R•••••• J•••• F•••••••• S•••••••• I••• unclassified
Dec 14, 1999 to Sep 25, 2003 · Pittsburgh, Pa

Moves

a registration end followed by a registration begin elsewhere

C•••••••• I••••••••• R••••••• A•••••••• I••• to L•• F•••••••• L••
left Jan 26, 2024, registered Jan 29, 2024 (3 days) · Affiliated broker-dealer or bank to another · moved with a team
I• A••••••• S•••••••• I••• to C•••••••• I••••••••• R••••••• A•••••••• I•••
left Jul 25, 2014, registered Jul 23, 2014 (-2 days) · Other
T•• I••••••••• C•••••• I••• to I• A••••••• S•••••••• I•••
left Jun 2, 2006, registered Jun 2, 2006 (0 days) · corporate re-registration, not a move
R•••••• J•••• F•••••••• S•••••••• I••• to T•• I••••••••• C•••••• I•••
left Sep 25, 2003, registered Jul 19, 2004 (298 days) · Other

Signals

P•••• J•••• G••••••• left C•••••••• I••••••••• R••••••• A•••••••• I••• for L•• F•••••••• L•• (registered 2024-01-29)
Jan 26, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 53derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address