RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
W•••••• J••• N••••
- V•••••• F•••••••• A•••••••• L•• state registered currentsince Nov 7, 2018 · Chicago, Il
- T••••••••• unclassifiedSep 6, 2012 to Apr 4, 2016 · Chicago, Il
- N•••• F•••••••• A•••••••• L•• unclassifiedAug 20, 2012 to Dec 31, 2019 · Chicago, Il
- B••••• A•••••••• I••• D•• T••••••••• A••••••• unclassifiedApr 27, 2010 to Aug 15, 2012 · Chicago, Il
- N•••• F•••••••• A•••••••• L•• to T•••••••••left Dec 31, 2019, registered Sep 6, 2012 (-2672 days) · Other
- T••••••••• to V•••••• F•••••••• A•••••••• L••left Apr 4, 2016, registered Nov 7, 2018 (947 days) · Other
- B••••• A•••••••• I••• D•• T••••••••• A••••••• to N•••• F•••••••• A•••••••• L••left Aug 15, 2012, registered Aug 20, 2012 (5 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 34derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address