DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Emily Williford Abernethy
Feed of 09/14/2026
Also filed as Emily Ruth Williford
At current firm
10 y
since Oct 7, 2015
In the industry
34 y
since Mar 26, 1992 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse currentsince Oct 7, 2015 · Houston, Tx
- Barclays Capital Inc. formerJan 21, 2009 to Jul 7, 2015 · Houston, Tx
- Lehman Brothers Inc. unclassifiedFeb 11, 2008 to Oct 15, 2008 · Houston, Tx
Moves
a registration end followed by a registration begin elsewhere
- Barclays Capital Inc. to Merrill Lynch, Pierce, Fenner & Smith Incorporatedleft Jul 7, 2015, registered Oct 7, 2015 (92 days) · Other · moved with a team
- Lehman Brothers Inc. to Barclays Capital Inc.left Oct 15, 2008, registered Jan 21, 2009 (98 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 34derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address