RIA Intelligence

• M••••••••• W••••• W••••• M••••••••• state registered current
  since Jan 28, 2015 · Parkton, Md
• L•• F•••••••• L•• BD affiliated
  Oct 11, 2011 to Feb 11, 2015 · Cockeysville, Md
• U•••• F•••••••• S••••••• G••••• I••• unclassified
  Nov 1, 2004 to Oct 11, 2011 · Cockeysville, Md
• M••••• S•••••• D• I••• unclassified
  Jan 30, 2001 to Jul 26, 2002 · Hunt Valley, Md

• L•• F•••••••• L•• to M••••••••• W••••• W••••• M•••••••••
  left Feb 11, 2015, registered Jan 28, 2015 (-14 days) · Other
• U•••• F•••••••• S••••••• G••••• I••• to L•• F•••••••• L••
  left Oct 11, 2011, registered Oct 11, 2011 (0 days) · corporate re-registration, not a move
• M••••• S•••••• D• I••• to U•••• F•••••••• S••••••• G••••• I•••
  left Jul 26, 2002, registered Nov 1, 2004 (829 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

STATE REGISTEREDderived

Years in industry

33derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address