RIA Intelligence

• C••••• I••••••••• A••••••• L•• BD affiliated current
  since Sep 5, 2025 · Lafayette, La
• A•••••• A••••••• S••••••• former
  Oct 25, 2019 to Sep 5, 2025 · Lafayette, La
• W••••• C••• G•••• A•••• M••••••••• L•• unclassified
  Mar 31, 2005 to Dec 6, 2006 · Lafayette, La
• 1•• G••••• A••••••• I•• former
  Oct 7, 2002 to Oct 25, 2019 · Lafayette, La

• A•••••• A••••••• S••••••• to C••••• I••••••••• A••••••• L••
  left Sep 5, 2025, registered Sep 5, 2025 (0 days) · corporate re-registration, not a move
• 1•• G••••• A••••••• I•• to W••••• C••• G•••• A•••• M••••••••• L••
  left Oct 25, 2019, registered Mar 31, 2005 (-5321 days) · Other
• W••••• C••• G•••• A•••• M••••••••• L•• to A•••••• A••••••• S•••••••
  left Dec 6, 2006, registered Oct 25, 2019 (4706 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

34derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address