DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Peter J Hess
Feed of 09/14/2026
Also filed as Peter Joseph Jr Hess
At current firm
3 y
since Sep 29, 2022
In the industry
34 y
since Apr 13, 1992 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Lazard Asset Management LLC other currentsince Sep 29, 2022 · New York, Ny
- Cantor Fitzgerald Investment Advisors mixed wealthMay 10, 2021 to Sep 16, 2022 · Avon, Oh
- Nuveen Asset Management, LLC mixed wealthSep 1, 2011 to Aug 10, 2020 · Chicago, Il
- Nuveen Fund Advisors, LLC asset managerJan 16, 2008 to Sep 1, 2011 · Chicago, Il
- Bny Mellon Securities Corporation otherNov 30, 2004 to Jan 8, 2008 · Avon, Oh
Moves
a registration end followed by a registration begin elsewhere
- Cantor Fitzgerald Investment Advisors to Lazard Asset Management LLCleft Sep 16, 2022, registered Sep 29, 2022 (13 days) · Other
- Nuveen Asset Management, LLC to Cantor Fitzgerald Investment Advisorsleft Aug 10, 2020, registered May 10, 2021 (273 days) · RIA to RIA
- Nuveen Fund Advisors, LLC to Nuveen Asset Management, LLCleft Sep 1, 2011, registered Sep 1, 2011 (0 days) · corporate re-registration, not a move
- Bny Mellon Securities Corporation to Nuveen Fund Advisors, LLCleft Jan 8, 2008, registered Jan 16, 2008 (8 days) · Other
Signals
- Peter J Hess left Cantor Fitzgerald Investment Advisors for Lazard Asset Management Llc (registered 2022-09-29)Sep 16, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Other adviserderived
- Years in industry
- 34derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address