RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••• G••••• U•••••••
- L•• F•••••••• L•• BD affiliated currentsince Dec 2, 2025 · San Diego, Ca
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliatedJan 4, 2016 to Dec 4, 2025 · Midlothian, Va
- L•• F•••••••• L•• BD affiliatedJun 11, 2010 to Dec 31, 2015 · Midlothian, Vt
- M••••• K••••• • C••••••• L•• formerAug 24, 2007 to Jun 14, 2010 · Richmond, Va
- A• G• E•••••• • S•••• I••• unclassifiedMay 7, 2003 to Aug 29, 2007 · Richmond, Va
- P••••••••• E••••• G••••• L•• unclassifiedFeb 21, 2000 to May 9, 2003 · Washington, Dc
- C•••••••• I••••••••• R••••••• A•••••••• I••• to L•• F•••••••• L••left Dec 4, 2025, registered Dec 2, 2025 (-2 days) · Affiliated broker-dealer or bank to another
- L•• F•••••••• L•• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Dec 31, 2015, registered Jan 4, 2016 (4 days) · Other
- M••••• K••••• • C••••••• L•• to L•• F•••••••• L••left Jun 14, 2010, registered Jun 11, 2010 (-3 days) · Other
- A• G• E•••••• • S•••• I••• to M••••• K••••• • C••••••• L••left Aug 29, 2007, registered Aug 24, 2007 (-5 days) · Other
- P••••••••• E••••• G••••• L•• to A• G• E•••••• • S•••• I•••left May 9, 2003, registered May 7, 2003 (-2 days) · Other
- J••• G••••• U••••••• left C•••••••• I••••••••• R••••••• A•••••••• I••• for L•• F•••••••• L•• (registered 2025-12-02)Dec 4, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 34derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address