RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K••••• G••••• G••••
- F•••••• F•• L•• state registered currentsince Sep 7, 2017 · Fort Worth, Tx
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliatedFeb 16, 2012 to Dec 1, 2016 · Fort Worth, Tx
- B••••••••• L•• formerAug 17, 2009 to Dec 31, 2011 · Richardson, Tx
- N•• A•••••• S•••••••• L•• formerFeb 8, 2006 to Aug 17, 2009 · Dallas, Tx
- M•• F•••••••• S•••••••• I••• formerOct 22, 1996 to Feb 10, 2006 · Dallas, Tx
- C•••••••• I••••••••• R••••••• A•••••••• I••• to F•••••• F•• L••left Dec 1, 2016, registered Sep 7, 2017 (280 days) · Other
- B••••••••• L•• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Dec 31, 2011, registered Feb 16, 2012 (47 days) · Other
- N•• A•••••• S•••••••• L•• to B••••••••• L••left Aug 17, 2009, registered Aug 17, 2009 (0 days) · Other
- M•• F•••••••• S•••••••• I••• to N•• A•••••• S•••••••• L••left Feb 10, 2006, registered Feb 8, 2006 (-2 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address