DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Rajesh C Jyotishi
Feed of 09/15/2026
At current firm
0 y
since Dec 17, 2025
In the industry
34 y
since Mar 27, 1992 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Cambridge Investment Research Advisors, Inc. BD affiliated currentsince Dec 17, 2025 · Norcross, Ga
- Dempsey Lord Smith, LLC formerJan 7, 2015 to Dec 31, 2025 · Marietta, Ga
- Resource Horizons Investment Advisory, Inc. formerJan 11, 2010 to Dec 31, 2014 · Norcross, Ga
- Sii Investments, Inc. formerSep 6, 2007 to Jan 4, 2010 · Parma, Oh
- Fsc Securities Corporation formerSep 10, 2003 to Aug 27, 2007 · Norcross, Ga
Moves
a registration end followed by a registration begin elsewhere
- Dempsey Lord Smith, LLC to Cambridge Investment Research Advisors, Inc.left Dec 31, 2025, registered Dec 17, 2025 (-14 days) · corporate re-registration, not a move
- Resource Horizons Investment Advisory, Inc. to Dempsey Lord Smith, LLCleft Dec 31, 2014, registered Jan 7, 2015 (7 days) · Other
- Sii Investments, Inc. to Resource Horizons Investment Advisory, Inc.left Jan 4, 2010, registered Jan 11, 2010 (7 days) · Other
- Fsc Securities Corporation to Sii Investments, Inc.left Aug 27, 2007, registered Sep 6, 2007 (10 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 34derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address