RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- C••••••••• A••••••• other currentsince May 19, 2026 · Dedham, Ma
- O•••• I••••••••• I••• BD affiliatedAug 27, 2024 to May 22, 2025 · Braintree, Ma
- M•••••• W••••• M••••••••• independent RIAMar 26, 2015 to Jan 12, 2023 · Hanover, Nh
- O•••• I••••••••• I••• to C••••••••• A•••••••left May 22, 2025, registered May 19, 2026 (362 days) · Affiliated broker-dealer or bank to a newly registered adviser
- M•••••• W••••• M••••••••• to O•••• I••••••••• I•••left Jan 12, 2023, registered Aug 27, 2024 (593 days) · RIA to affiliated broker-dealer or bank
- R••••• T••••• B••• left O•••• I••••••••• I••• for C••••••••• A••••••• (registered 2026-05-19)May 22, 2025 · Advisor changed firm · fact
- R••••• T••••• B••• left M•••••• W••••• M••••••••• for O•••• I••••••••• I••• (registered 2024-08-27)Jan 12, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Other adviserderived
- Years in industry
- 34derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address