RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A••••• D•••• M••••••••
- P•••••••• S••••••••• I•• independent RIA currentsince Dec 4, 2014 · Sammanish, Wa
- P•••••• A••••••• S•••••••• L•• formerMay 30, 2003 to Dec 31, 2014 · Tacoma, Wa
- P•••••••• S••••••••• I•• independent RIAFeb 27, 1992 to Mar 25, 2010 · Tacoma, Wa
- P•••••• A••••••• S•••••••• L•• to P•••••••• S••••••••• I••left Dec 31, 2014, registered Dec 4, 2014 (-27 days) · Other
- P•••••••• S••••••••• I•• to P•••••• A••••••• S•••••••• L••left Mar 25, 2010, registered May 30, 2003 (-2491 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 34derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address