DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Ronald Roy Hamilton
Feed of 09/14/2026
Also filed as Ronald R Hamilton
At current firm
3 y
since Oct 3, 2022
In the industry
40 y
since Aug 1, 1986 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Ameriprise Financial Services, LLC national BD currentsince Oct 3, 2022 · Walnut, Ia
- Securities America Advisors, Inc. formerSep 28, 2018 to Oct 4, 2022 · Walnut, Ia
- Signator Investors, Inc. formerMay 13, 2016 to Oct 1, 2018 · Cedar Rapids, Ia
- Transamerica Financial Advisors, LLC BD affiliatedDec 31, 1999 to May 13, 2016 · Walnut, Ia
Moves
a registration end followed by a registration begin elsewhere
- Securities America Advisors, Inc. to Ameriprise Financial Services, LLCleft Oct 4, 2022, registered Oct 3, 2022 (-1 days) · Affiliated broker-dealer or bank to another · moved with a team
- Signator Investors, Inc. to Securities America Advisors, Inc.left Oct 1, 2018, registered Sep 28, 2018 (-3 days) · Affiliated broker-dealer or bank to another · moved with a team
- Transamerica Financial Advisors, LLC to Signator Investors, Inc.left May 13, 2016, registered May 13, 2016 (0 days) · corporate re-registration, not a move
Signals
- Ronald Roy Hamilton left Securities America Advisors, Inc. for Ameriprise Financial Services, Llc (registered 2022-10-03)Oct 4, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 40derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address