RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••••• F••••••• N•••••••
- B••••••••• V•••• P•••••••• L•• independent RIA currentsince Jul 23, 2004 · Los Angeles, Ca
- O••••••••• A•••• M••••••••• BD affiliatedApr 1, 2003 to Aug 18, 2004 · New York, Ny
- O••••••••• • C•• I••• BD affiliatedApr 1, 2003 to Jun 9, 2004 · Los Angeles, Ca
- C••• W•••• M•••••• C•••• unclassifiedMar 29, 1996 to Apr 14, 2003 · Los Angeles, Ca
- O••••••••• A•••• M••••••••• to B••••••••• V•••• P•••••••• L••left Aug 18, 2004, registered Jul 23, 2004 (-26 days) · Other
- O••••••••• • C•• I••• to O••••••••• A•••• M•••••••••left Jun 9, 2004, registered Apr 1, 2003 (-435 days) · Other
- C••• W•••• M•••••• C•••• to O••••••••• • C•• I•••left Apr 14, 2003, registered Apr 1, 2003 (-13 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 34derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address