RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
P•••• A•••••• M•••••••••
- P••••••• F••••• I••• asset manager currentsince May 24, 2026 · Bridge Hampton, Ny
- M••••• C•••••• A•••••••• L•• independent RIAJan 12, 2022 to Dec 5, 2023 · Sag Harbor, Ny
- M••••• C•••••• M••••••••• C•• asset managerJan 12, 2022 to Apr 13, 2026 · Sag Harbor, Ny
- M••••• C•••••• M••••••••• C•• asset managerAug 24, 2021 to Dec 31, 2021 · Greenwich, Ct
- M••••• C•••••• A•••••••• L•• independent RIADec 17, 2020 to Dec 31, 2021 · Raleigh, Nc
- M••••• C•••••• M••••••••• C•• to P••••••• F••••• I•••left Apr 13, 2026, registered May 24, 2026 (41 days) · Other
- M••••• C•••••• A•••••••• L•• to M••••• C•••••• M••••••••• C••left Dec 5, 2023, registered Jan 12, 2022 (-692 days) · Other · moved with a team
- M••••• C•••••• A•••••••• L•• to M••••• C•••••• M••••••••• C••left Dec 31, 2021, registered Aug 24, 2021 (-129 days) · Other
- M••••• C•••••• M••••••••• C•• to M••••• C•••••• A•••••••• L••left Dec 31, 2021, registered Jan 12, 2022 (12 days) · Other · moved with a team
- P•••• A•••••• M••••••••• left M••••• C•••••• M••••••••• C•• for P••••••• F••••• I••• (registered 2026-05-24)Apr 13, 2026 · Advisor changed firm · fact
- P•••• A•••••• M••••••••• left M••••• C•••••• A•••••••• L•• for M••••• C•••••• M••••••••• C•• (registered 2022-01-12)Dec 5, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address