DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Erin Murray Williams
Feed of 09/15/2026
Also filed as Erin M Williams
At current firm
9 y
since Apr 26, 2017
In the industry
34 y
since Apr 21, 1992 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
11
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Tcfg Investment Advisors, LLC independent RIA currentsince Apr 26, 2017 · Laguna Niguel, Ca
- Balboa Wealth Partners, Inc. independent RIAJan 18, 2017 to Apr 28, 2017 · Mission Viejo, Ca
- Axis Advisors, Inc. unclassifiedSep 15, 2010 to Dec 31, 2011 · Mission Viejo, Ca
- Girard Securities, Inc. formerJul 17, 2009 to Dec 27, 2016 · Mission Viejo, Ca
- Financial Counseling Resources LLC formerSep 2, 2008 to Jul 28, 2009 · Los Alamitos, Ca
- Npb Financial Group, LLC formerSep 2, 2008 to Jul 16, 2009 · Santa Ana, Ca
Moves
a registration end followed by a registration begin elsewhere
- Balboa Wealth Partners, Inc. to Tcfg Investment Advisors, LLCleft Apr 28, 2017, registered Apr 26, 2017 (-2 days) · Other
- Girard Securities, Inc. to Axis Advisors, Inc.left Dec 27, 2016, registered Sep 15, 2010 (-2295 days) · Other
- Axis Advisors, Inc. to Balboa Wealth Partners, Inc.left Dec 31, 2011, registered Jan 18, 2017 (1845 days) · Other
- Financial Counseling Resources LLC to Girard Securities, Inc.left Jul 28, 2009, registered Jul 17, 2009 (-11 days) · Other
- Npb Financial Group, LLC to Financial Counseling Resources LLCleft Jul 16, 2009, registered Sep 2, 2008 (-317 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 34derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address