RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C••••• L••• P•••
- D••••••• I••••••••• A•••••••• I••• independent RIA currentsince Mar 1, 2023 · Richmond, Va
- C•••••• A••••••• G•••• unclassifiedApr 26, 2000 to Jan 2, 2004 · Richmond, Va
- C••••• A•••• M••••••••• L•• formerApr 26, 2000 to Mar 10, 2023 · Richmond, Va
- C••••• A•••• M••••••••• L•• to D••••••• I••••••••• A•••••••• I•••left Mar 10, 2023, registered Mar 1, 2023 (-9 days) · RIA to RIA · moved with a team
- C•••••• A••••••• G•••• to C••••• A•••• M••••••••• L••left Jan 2, 2004, registered Apr 26, 2000 (-1346 days) · Other
- C••••• L••• P••• left C••••• A•••• M••••••••• L•• for D••••••• I••••••••• A•••••••• I••• (registered 2023-03-01)Mar 10, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 34derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address