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Registered advisor

A•••• M•••••• P••••••

C••••• I••••••••• A••••••• L••BD affiliatedAustin, Txdual registrantIAPD 2216151

Feed of 09/14/2026

At current firm

3 y

since Jul 31, 2023

In the industry

34 y

since Mar 13, 1992 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C••••• I••••••••• A••••••• L•• BD affiliated current
since Jul 31, 2023 · Austin, Tx
C••• F•••••••• S•••••••• L••• former
Jul 10, 2019 to Feb 28, 2023 · Austin, Tx
C••• F•••••••• S•••••••• L••• former
Nov 24, 2010 to Jan 25, 2019 · Round Rock, Tx
C•••• I••••••••• S••••••• C•••• former
May 2, 2009 to Oct 1, 2010 · Houston, Tx
W••• I••••••••• I••• unclassified
Apr 27, 2006 to May 2, 2009 · Pearland, Tx

Moves

a registration end followed by a registration begin elsewhere

C••• F•••••••• S•••••••• L••• to C••••• I••••••••• A••••••• L••
left Feb 28, 2023, registered Jul 31, 2023 (153 days) · Affiliated broker-dealer or bank to another
C•••• I••••••••• S••••••• C•••• to C••• F•••••••• S•••••••• L•••
left Oct 1, 2010, registered Nov 24, 2010 (54 days) · Other
W••• I••••••••• I••• to C•••• I••••••••• S••••••• C••••
left May 2, 2009, registered May 2, 2009 (0 days) · corporate re-registration, not a move

Signals

A•••• M•••••• P•••••• left C••• F•••••••• S•••••••• L••• for C••••• I••••••••• A••••••• L•• (registered 2023-07-31)
Feb 28, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 34derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address