RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T••••• W•••••• B•••••
- C••••• I••••••••• A••••••• L•• BD affiliated currentsince Feb 2, 2024 · Naples, Fl
- O••• W••••• M••••••••• G•••• formerMay 2, 2016 to Mar 4, 2019 · Orland Park, Il
- F•• S••••••••• C••••••••• formerSep 18, 2012 to May 2, 2016 · Orland Park, Il
- W•••••••• F•••••••• A•••••••• L•• unclassifiedJun 2, 2009 to Sep 17, 2012 · Orland Park, Il
- O••• W••••• M••••••••• G•••• to C••••• I••••••••• A••••••• L••left Mar 4, 2019, registered Feb 2, 2024 (1796 days) · RIA to affiliated broker-dealer or bank · moved with a team
- F•• S••••••••• C••••••••• to O••• W••••• M••••••••• G••••left May 2, 2016, registered May 2, 2016 (0 days) · Other · moved with a team
- W•••••••• F•••••••• A•••••••• L•• to F•• S••••••••• C•••••••••left Sep 17, 2012, registered Sep 18, 2012 (1 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 54derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address