RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• T••••• R•••
- M• R•••• I••• state registered currentsince Nov 3, 2025 · San Clemente, Ca
- N•••••• C•••• A•••• M••••••••• formerOct 12, 2011 to Nov 1, 2013 · Irvine, Ca
- C••••• M•••••• independent RIAMar 20, 2003 to Sep 12, 2011 · Irvine, Ca
- O•••• F•• I••• formerJan 25, 2000 to Mar 31, 2003 · Irvine, Ca
- N•••••• C•••• A•••• M••••••••• to M• R•••• I•••left Nov 1, 2013, registered Nov 3, 2025 (4385 days) · Other
- C••••• M•••••• to N•••••• C•••• A•••• M•••••••••left Sep 12, 2011, registered Oct 12, 2011 (30 days) · Other
- O•••• F•• I••• to C••••• M••••••left Mar 31, 2003, registered Mar 20, 2003 (-11 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 34derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address