RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
G•••••• A•••••• D•••••• A•••••
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated currentsince Jun 18, 2020 · Brandon, Fl
- S••••• F•••••••• G•••• I•• formerJan 26, 2018 to Jun 5, 2020 · Brandon, Fl
- C••••• I••••••••• A••••••• L•• BD affiliatedOct 26, 2015 to Jun 5, 2020 · Brandon, Fl
- J• P• T••••• • C•••••• C•••••• M••••••••• L•• formerJan 12, 2009 to Dec 31, 2015 · Brandon, Fl
- J•••• • L••••• A••••••• unclassifiedFeb 24, 2005 to Dec 12, 2008 · Brandon, Fl
- L•• F•••••••• L•• BD affiliatedMay 21, 2002 to Feb 3, 2005 · Brandon, Fl
- C••••• I••••••••• A••••••• L•• to S••••• F•••••••• G•••• I••left Jun 5, 2020, registered Jan 26, 2018 (-861 days) · Other
- S••••• F•••••••• G•••• I•• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Jun 5, 2020, registered Jun 18, 2020 (13 days) · Affiliated broker-dealer or bank to another
- J• P• T••••• • C•••••• C•••••• M••••••••• L•• to C••••• I••••••••• A••••••• L••left Dec 31, 2015, registered Oct 26, 2015 (-66 days) · Other
- J•••• • L••••• A••••••• to J• P• T••••• • C•••••• C•••••• M••••••••• L••left Dec 12, 2008, registered Jan 12, 2009 (31 days) · Other
- L•• F•••••••• L•• to J•••• • L••••• A•••••••left Feb 3, 2005, registered Feb 24, 2005 (21 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address