RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
E••• S•••• G••••
- C••••• I••••••••• A••••••• L•• BD affiliated currentsince Feb 20, 2025 · Lancaster, Pa
- E••••••• T•••• C•••••• formerJan 25, 2010 to Sep 30, 2019 · Lancaster, Pa
- C•••••••• F•••••••• G•••• A••••••• formerJan 31, 2006 to Feb 20, 2025 · Lancaster, Pa
- C•••••••• F•••••••• G•••• A••••••• to E••••••• T•••• C••••••left Feb 20, 2025, registered Jan 25, 2010 (-5505 days) · Other · moved with a team
- E••••••• T•••• C•••••• to C••••• I••••••••• A••••••• L••left Sep 30, 2019, registered Feb 20, 2025 (1970 days) · RIA to affiliated broker-dealer or bank · moved with a team
- E••• S•••• G•••• left C•••••••• F•••••••• G•••• A••••••• for E••••••• T•••• C•••••• (registered 2010-01-25)Feb 20, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 34derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address