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Registered advisor
M•••••• P••• B•••••
Chartered Financial Consultant
Feed of 09/14/2026
At current firm
19 y
since Jun 14, 2007
In the industry
33 y
since Feb 19, 1993 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- E•••• C•••••• M••••••••• G••••• L•• other currentsince Jun 14, 2007 · Middletown, Ct
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliatedMar 28, 2007 to Jun 11, 2007 · East Berlin, Ct
- C••• B•••••••• S•••••••• I••• formerApr 3, 2006 to Mar 29, 2007 · East Berlin, Ct
Moves
a registration end followed by a registration begin elsewhere
- C•••••••• I••••••••• R••••••• A•••••••• I••• to E•••• C•••••• M••••••••• G••••• L••left Jun 11, 2007, registered Jun 14, 2007 (3 days) · Other
- C••• B•••••••• S•••••••• I••• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Mar 29, 2007, registered Mar 28, 2007 (-1 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Other adviserderived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address