RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C••••••••• C•••• J•••••
- F•••• A••••••• N•••••••• L•• independent RIA currentsince Oct 9, 2018 · Wheaton, Il
- H•••••• I••••••••• S•••••••• L•• independent RIAFeb 3, 2012 to Sep 14, 2018 · Oakbrook Terrace, Il
- C•••••••• F•••••••• G•••• A••••••• formerNov 9, 1999 to Jul 26, 2016 · Oakbrook, Il
- H•••••• I••••••••• S•••••••• L•• to F•••• A••••••• N•••••••• L••left Sep 14, 2018, registered Oct 9, 2018 (25 days) · RIA to RIA
- C•••••••• F•••••••• G•••• A••••••• to H•••••• I••••••••• S•••••••• L••left Jul 26, 2016, registered Feb 3, 2012 (-1635 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 38derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address