DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Dennis Loyd Engel
Feed of 09/15/2026
At current firm
10 y
since May 18, 2016
In the industry
28 y
since Apr 18, 1998 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Managed Asset Portfolios, LLC independent RIA currentsince May 18, 2016 · Rochester, Mi
- Astor Investment Management LLC formerNov 6, 2014 to Nov 25, 2014 · Aurora, Co
- Astor Investment Management LLC formerJan 6, 2014 to Nov 5, 2014 · Chicago, Il
- B. Riley Wealth Advisors, Inc. BD affiliatedJul 29, 2013 to Jan 8, 2014 · Aurora, Co
- Astor Asset Management LLC formerMar 16, 2012 to Jul 15, 2013 · Aurora, Co
- Icon Advisers, Inc. otherNov 1, 2011 to Mar 16, 2012 · Greenwood Village, Co
- Wakefield Asset Management, Lllp independent RIAApr 12, 2011 to Nov 9, 2011 · Englewood, Co
Moves
a registration end followed by a registration begin elsewhere
- Astor Investment Management LLC to Managed Asset Portfolios, LLCleft Nov 25, 2014, registered May 18, 2016 (540 days) · Other
- B. Riley Wealth Advisors, Inc. to Astor Investment Management LLCleft Jan 8, 2014, registered Jan 6, 2014 (-2 days) · Other
- Astor Asset Management LLC to B. Riley Wealth Advisors, Inc.left Jul 15, 2013, registered Jul 29, 2013 (14 days) · Other
- Icon Advisers, Inc. to Astor Asset Management LLCleft Mar 16, 2012, registered Mar 16, 2012 (0 days) · Other
- Wakefield Asset Management, Lllp to Icon Advisers, Inc.left Nov 9, 2011, registered Nov 1, 2011 (-8 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address