L••• K•• B••••

• L•• E••••••••• L•• BD affiliated current
  since Nov 14, 2024 · Bay City, Mi
• P•••• S••••••••• L•• no RAUM
  Mar 4, 2019 to Nov 14, 2024 · Bay City, Mi
• M•• I•••••••• S•••••••• L•• BD affiliated
  Mar 25, 2017 to Feb 1, 2019 · Mt. Pleasant, Mi
• M•• F•••••••• S•••••••• I••• former
  Nov 4, 2010 to Mar 25, 2017 · Saginaw, Mi

• P•••• S••••••••• L•• to L•• E••••••••• L••
  left Nov 14, 2024, registered Nov 14, 2024 (0 days) · corporate re-registration, not a move
• M•• I•••••••• S•••••••• L•• to P•••• S••••••••• L••
  left Feb 1, 2019, registered Mar 4, 2019 (31 days) · Affiliated broker-dealer or bank to another · moved with a team
• M•• F•••••••• S•••••••• I••• to M•• I•••••••• S•••••••• L••
  left Mar 25, 2017, registered Mar 25, 2017 (0 days) · corporate re-registration, not a move

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

35derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address