RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• B••••••••
- S•••••••• I••••••••• state registered currentsince Apr 26, 2011 · Irvine, Ca
- A••••••• I••••••••• S••••••••• G••••• L•• i••••••••• wealth currentsince Apr 11, 2008 · Eagle, Id
- S•••••••• I••••••••• state registeredMay 23, 2003 to Dec 31, 2010 · Irvine, Ca
- F•••• A••••• S••••••••• I••• formerFeb 19, 1999 to Apr 9, 2008 · Irvine, Ca
- S•••••••• I••••••••• to A••••••• I••••••••• S••••••••• G••••• L••left Dec 31, 2010, registered Apr 11, 2008 (-994 days) · Other
- F•••• A••••• S••••••••• I••• to S•••••••• I•••••••••left Apr 9, 2008, registered May 23, 2003 (-1783 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 34derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address