DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Asim Sheikh
Feed of 09/14/2026
At current firm
6 y
since Feb 28, 2020
In the industry
34 y
since Jun 25, 1992 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Sheikh Investments, Inc. state registered currentsince Feb 28, 2020 · Columbus, Oh
- Tradingblock unclassifiedApr 27, 2015 to May 29, 2020 · Chicago, Il
- Brokersxpress LLC formerAug 10, 2009 to Sep 7, 2012 · Columbus, Oh
- UBS Financial Services Inc. wirehouseAug 13, 1999 to Aug 24, 2009 · Columbus, Oh
Moves
a registration end followed by a registration begin elsewhere
- Tradingblock to Sheikh Investments, Inc.left May 29, 2020, registered Feb 28, 2020 (-91 days) · Other · moved with a team
- Brokersxpress LLC to Tradingblockleft Sep 7, 2012, registered Apr 27, 2015 (962 days) · Other
- UBS Financial Services Inc. to Brokersxpress LLCleft Aug 24, 2009, registered Aug 10, 2009 (-14 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 34derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address