RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K••••••• E••••• M••••••••
- E••••• W•••••• L•• independent RIA currentsince Apr 20, 2026 · Fort Lauderdale, Fl
- E••••• W•••••• L•• independent RIAJul 15, 2019 to Jul 31, 2019 · St. Petersburg, Fl
- M•••••• F•••••••• S••••••• C••••••••• state registeredMar 9, 2016 to Jul 12, 2019 · St. Petersburg, Fl
- J• P• T••••• • C•••••• C•••••• M••••••••• L•• formerOct 6, 2010 to Oct 1, 2015 · St.Petersburg, Fl
- N••• F•••••••• G••••• I••• formerMar 13, 2008 to Oct 6, 2010 · Springfield, Mo
- L••••• A•••••••• L•• formerAug 17, 2006 to Feb 22, 2008 · Palm Beach Gardens, Fl
- M•• F•••••••• S•••••••• I••• formerSep 13, 1996 to Apr 28, 2006 · St Louis, Mo
- M•••••• F•••••••• S••••••• C••••••••• to E••••• W•••••• L••left Jul 12, 2019, registered Jul 15, 2019 (3 days) · Other
- J• P• T••••• • C•••••• C•••••• M••••••••• L•• to M•••••• F•••••••• S••••••• C•••••••••left Oct 1, 2015, registered Mar 9, 2016 (160 days) · Other
- N••• F•••••••• G••••• I••• to J• P• T••••• • C•••••• C•••••• M••••••••• L••left Oct 6, 2010, registered Oct 6, 2010 (0 days) · Other
- L••••• A•••••••• L•• to N••• F•••••••• G••••• I•••left Feb 22, 2008, registered Mar 13, 2008 (20 days) · Other
- M•• F•••••••• S•••••••• I••• to L••••• A•••••••• L••left Apr 28, 2006, registered Aug 17, 2006 (111 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address