RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C••••••• R•••••• K•••••
- D•• F••••• W••••• L••••••••• former currentsince Sep 15, 2025 · Irvine, Ca
- N••• F•••••••• G••••• I••• formerJan 8, 2009 to Apr 6, 2009 · Irvine, Ca
- P•••••• C••••••••• G••••• I••• unclassifiedJul 30, 2002 to Dec 31, 2008 · Irvine, Ca
- N••• F•••••••• G••••• I••• to D•• F••••• W••••• L•••••••••left Apr 6, 2009, registered Sep 15, 2025 (6006 days) · Other
- P•••••• C••••••••• G••••• I••• to N••• F•••••••• G••••• I•••left Dec 31, 2008, registered Jan 8, 2009 (8 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Former SEC-registered adviserderived
- Years in industry
- 34derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address