DFX Intelligence
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Registered advisor
T••••• P•••••• L•••
Chartered Financial Analyst
Feed of 09/14/2026
Also filed as T••••• L•••
At current firm
19 y
since Apr 12, 2007
In the industry
34 y
since Jul 9, 1992 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- A•••••• C•••••• M••••••••• L•• state registered currentsince Apr 12, 2007 · Zanesville, Oh
- H•••••• • C•• I••• independent RIAAug 9, 1999 to May 31, 2007 · Zanesville, Oh
Moves
a registration end followed by a registration begin elsewhere
- H•••••• • C•• I••• to A•••••• C•••••• M••••••••• L••left May 31, 2007, registered Apr 12, 2007 (-49 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 34derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address