DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Kenneth Cassius Butterfield
Feed of 09/14/2026
Also filed as Ken Butterfield
At current firm
2 y
since Aug 7, 2024
In the industry
34 y
since Aug 28, 1992 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- LPL Financial LLC BD affiliated currentsince Aug 7, 2024 · Jackson, Mi
- Cetera Investment Advisers LLC BD affiliatedJun 29, 2023 to Aug 7, 2024 · Jackson, Mi
- Cetera Advisor Networks LLC formerMay 20, 2021 to Jun 29, 2023 · Jackson, Mi
- Summit Financial Group Inc formerFeb 26, 2010 to May 20, 2021 · Jackson, Mi
- 1st Discount Brokerage, Inc. independent RIAJan 27, 2009 to Feb 3, 2010 · Jackson, Mi
Moves
a registration end followed by a registration begin elsewhere
- Cetera Investment Advisers LLC to LPL Financial LLCleft Aug 7, 2024, registered Aug 7, 2024 (0 days) · Affiliated broker-dealer or bank to another
- Cetera Advisor Networks LLC to Cetera Investment Advisers LLCleft Jun 29, 2023, registered Jun 29, 2023 (0 days) · corporate re-registration, not a move
- Summit Financial Group Inc to Cetera Advisor Networks LLCleft May 20, 2021, registered May 20, 2021 (0 days) · channel change inside one enterprise, not a move · moved with a team
- 1st Discount Brokerage, Inc. to Summit Financial Group Incleft Feb 3, 2010, registered Feb 26, 2010 (23 days) · Other
Signals
- Kenneth Cassius Butterfield left Cetera Investment Advisers Llc for Lpl Financial Llc (registered 2024-08-07)Aug 7, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 34derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address