RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D••••• W•••••• E••••••
- L•• F•••••••• L•• BD affiliated currentsince Jul 10, 2025 · Pasadena, Ca
- C•••••• G•••• • C• I•• formerSep 14, 2023 to Jul 10, 2025 · Syracuse, Ny
- W• A•••••••• L•• independent RIAMar 23, 2006 to Oct 16, 2007 · San Francisco, Ca
- B••• A•••••••• L•• formerApr 1, 2005 to Apr 6, 2005 · Boston, Ma
- C••••••• M••••••••• A•••••••• I••• unclassifiedAug 30, 2004 to Mar 31, 2005 · Boston, Ma
- W•••• F•••• I••••••••• L•• unclassifiedMay 15, 2001 to Aug 18, 2003 · San Jose, Ca
- C•••••• G•••• • C• I•• to L•• F•••••••• L••left Jul 10, 2025, registered Jul 10, 2025 (0 days) · corporate re-registration, not a move
- W• A•••••••• L•• to C•••••• G•••• • C• I••left Oct 16, 2007, registered Sep 14, 2023 (5812 days) · Other
- B••• A•••••••• L•• to W• A•••••••• L••left Apr 6, 2005, registered Mar 23, 2006 (351 days) · Other
- C••••••• M••••••••• A•••••••• I••• to B••• A•••••••• L••left Mar 31, 2005, registered Apr 1, 2005 (1 days) · Other
- W•••• F•••• I••••••••• L•• to C••••••• M••••••••• A•••••••• I•••left Aug 18, 2003, registered Aug 30, 2004 (378 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address