DFX Intelligence
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Registered advisor
D••••• W•••••• M•••••••
Feed of 09/14/2026
Also filed as D•• M••••••••• M••••••••• W•••••• M•••••••
At current firm
8 y
since Jun 19, 2018
In the industry
33 y
since Oct 23, 1992 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- D••• W••••• M••••••••• I••• state registered currentsince Jun 19, 2018 · Norman, Ok
- I••••••••• C••••••••• S•••••••• I••• unclassifiedSep 21, 2010 to Oct 2, 2018 · Norman, Ok
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliatedFeb 9, 2010 to Oct 28, 2010 · Norman, Ok
- F•••••••• C••••••••• S•••••••• L•• unclassifiedJul 8, 2008 to Dec 22, 2009 · Norman, Ok
- I••••• F•••••••• C••••••••• formerDec 20, 2006 to Feb 12, 2010 · Norman, Ok
- C••••• I••••••••• A••••••• L•• BD affiliatedJun 27, 2003 to Dec 13, 2006 · Norman, Ok
- N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N•• formerJul 25, 2001 to Jun 17, 2003 · Norman, Ok
Moves
a registration end followed by a registration begin elsewhere
- I••••••••• C••••••••• S•••••••• I••• to D••• W••••• M••••••••• I•••left Oct 2, 2018, registered Jun 19, 2018 (-105 days) · Other
- C•••••••• I••••••••• R••••••• A•••••••• I••• to I••••••••• C••••••••• S•••••••• I•••left Oct 28, 2010, registered Sep 21, 2010 (-37 days) · Other
- I••••• F•••••••• C••••••••• to F•••••••• C••••••••• S•••••••• L••left Feb 12, 2010, registered Jul 8, 2008 (-584 days) · Other
- F•••••••• C••••••••• S•••••••• L•• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Dec 22, 2009, registered Feb 9, 2010 (49 days) · Other
- C••••• I••••••••• A••••••• L•• to I••••• F•••••••• C•••••••••left Dec 13, 2006, registered Dec 20, 2006 (7 days) · Other
- N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N•• to C••••• I••••••••• A••••••• L••left Jun 17, 2003, registered Jun 27, 2003 (10 days) · Other
Signals
No dated event on this person.
Transition signalsWhat these will draw onThe observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves.Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address