RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
W••••• J••••• S•••••
- R••••• W• B•••• • C•• I••••••••• mixed wealth currentsince Oct 18, 2019 · Akron, Oh
- J••••• H•••••••• W••• L••••• L•• formerMay 18, 2018 to Oct 18, 2019 · Akron, Oh
- U•• F•••••••• S••••••• I••• wirehouseApr 22, 2016 to May 30, 2018 · Akron, Oh
- W••• S• W••• L•• formerNov 15, 2000 to Sep 29, 2016 · Stow, Oh
- J••••• H•••••••• W••• L••••• L•• to R••••• W• B•••• • C•• I•••••••••left Oct 18, 2019, registered Oct 18, 2019 (0 days) · corporate re-registration, not a move
- U•• F•••••••• S••••••• I••• to J••••• H•••••••• W••• L••••• L••left May 30, 2018, registered May 18, 2018 (-12 days) · Wirehouse to independent RIA · moved with a team
- W••• S• W••• L•• to U•• F•••••••• S••••••• I•••left Sep 29, 2016, registered Apr 22, 2016 (-160 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address