DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Registered advisor

J••••••• K• S•••••

K••• C•••••• G••••state registeredWestlake Village, CaIA-onlyIAPD 2263721

Certified Financial Planner

Feed of 09/14/2026

Also filed as J••••••• K••• Purdy

At current firm

0 y

since Jan 5, 2026

In the industry

18 y

since Jan 7, 2008 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

K••• C•••••• G•••• state registered current
since Jan 5, 2026 · Westlake Village, Ca
E••••••• A•••• F•••••••• A••••••• former
Jan 12, 2024 to May 8, 2026 · Thousand Oaks, Ca
L•• F•••••••• L•• BD affiliated
Mar 9, 2016 to Jan 11, 2024 · Westlake Village, Ca
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Feb 13, 2015 to Mar 8, 2016 · Westlake Village, Ca
C••••• I••••••••• S••••••• L•• former
Jan 7, 2008 to Jun 5, 2009 · Port Hueneme, Ca

Moves

a registration end followed by a registration begin elsewhere

E••••••• A•••• F•••••••• A••••••• to K••• C•••••• G••••
left May 8, 2026, registered Jan 5, 2026 (-123 days) · RIA to a state-registered adviser
L•• F•••••••• L•• to E••••••• A•••• F•••••••• A•••••••
left Jan 11, 2024, registered Jan 12, 2024 (1 days) · Affiliated broker-dealer or bank to independent RIA
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to L•• F•••••••• L••
left Mar 8, 2016, registered Mar 9, 2016 (1 days) · Other
C••••• I••••••••• S••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Jun 5, 2009, registered Feb 13, 2015 (2079 days) · Other

Signals

J••••••• K• S••••• left E••••••• A•••• F•••••••• A••••••• for K••• C•••••• G•••• (registered 2026-01-05)
May 8, 2026 · Advisor changed firm · fact
J••••••• K• S••••• left L•• F•••••••• L•• for E••••••• A•••• F•••••••• A••••••• (registered 2024-01-12)
Jan 11, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: STATE REGISTEREDderived
Years in industry: 18derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address