DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

William Daniel Kelleher

LPL Financial LLCBD affiliatedLisle, Ildual registrantIAPD 2269811

Feed of 09/14/2026

Also filed as Bill Kelleher

At current firm

2 y

since Sep 16, 2024

In the industry

34 y

since Sep 9, 1992 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

LPL Financial LLC BD affiliated current
since Sep 16, 2024 · Lisle, Il
The Ameriflex Group BD affiliated
Feb 5, 2024 to Sep 17, 2024 · Naperville, Il
Highpoint Planning Partners independent RIA
Dec 8, 2021 to Feb 13, 2024 · Bloomingdale, Il
LPL Financial LLC BD affiliated
Jun 21, 2013 to Jan 28, 2016 · Downers Grove, Il
Highpoint Advisor Group, LLC former
May 16, 2013 to Dec 31, 2021 · Downers Grove, Il
UBS Financial Services Inc. wirehouse
Nov 24, 2008 to May 13, 2013 · Naperville, Il
Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse
Sep 25, 2000 to Dec 1, 2008 · Naperville, Il

Moves

a registration end followed by a registration begin elsewhere

The Ameriflex Group to LPL Financial LLC
left Sep 17, 2024, registered Sep 16, 2024 (-1 days) · Affiliated broker-dealer or bank to another
Highpoint Planning Partners to The Ameriflex Group
left Feb 13, 2024, registered Feb 5, 2024 (-8 days) · RIA to affiliated broker-dealer or bank
Highpoint Advisor Group, LLC to LPL Financial LLC
left Dec 31, 2021, registered Jun 21, 2013 (-3115 days) · Other · moved with a team
LPL Financial LLC to Highpoint Planning Partners
left Jan 28, 2016, registered Dec 8, 2021 (2141 days) · Other
UBS Financial Services Inc. to Highpoint Advisor Group, LLC
left May 13, 2013, registered May 16, 2013 (3 days) · Other
Merrill Lynch, Pierce, Fenner & Smith Incorporated to UBS Financial Services Inc.
left Dec 1, 2008, registered Nov 24, 2008 (-7 days) · Wirehouse to wirehouse

Signals

William Daniel Kelleher left The Ameriflex Group for Lpl Financial Llc (registered 2024-09-16)
Sep 17, 2024 · Advisor changed firm · fact
William Daniel Kelleher left Highpoint Planning Partners for The Ameriflex Group (registered 2024-02-05)
Feb 13, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 34derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address