RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K•••• C•••• S••••
- C•••••• P•••••••• M••••••••• L•• asset manager currentsince May 1, 2021 · Denver, Co
- S•••• P•••••••• M••••••••• L•• unclassifiedNov 11, 2002 to Apr 16, 2008 · Golden, Co
- B•••• S••••• B•• M••••••••• L•• unclassifiedMar 21, 2000 to Dec 31, 2002 · Denver, Co
- B•••• S••••• A••••••• L•• unclassifiedJan 1, 1999 to Dec 31, 2002 · Denver, Co
- S•••• P•••••••• M••••••••• L•• to C•••••• P•••••••• M••••••••• L••left Apr 16, 2008, registered May 1, 2021 (4763 days) · Other
- B•••• S••••• A••••••• L•• to B•••• S••••• B•• M••••••••• L••left Dec 31, 2002, registered Mar 21, 2000 (-1015 days) · Other
- B•••• S••••• B•• M••••••••• L•• to S•••• P•••••••• M••••••••• L••left Dec 31, 2002, registered Nov 11, 2002 (-50 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address