RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A•••••••• S•••• C••••••
- R••••• W• B•••• • C•• I••••••••• mixed wealth currentsince Sep 30, 2011 · Mill Valley, Ca
- C••••• S••••• S••••••••• •••• L•• formerJun 17, 2005 to Oct 26, 2011 · San Francisco, Ca
- L••••• B••••••• I••• unclassifiedMay 4, 2004 to Jun 21, 2005 · San Francisco, Ca
- C••••• S••••• S••••••••• •••• L•• to R••••• W• B•••• • C•• I•••••••••left Oct 26, 2011, registered Sep 30, 2011 (-26 days) · Other
- L••••• B••••••• I••• to C••••• S••••• S••••••••• •••• L••left Jun 21, 2005, registered Jun 17, 2005 (-4 days) · Other
- A•••••••• S•••• C•••••• added a FL registration at R••••• W• B•••• • C•• I•••••••••Sep 14, 2026 · New state registration · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address