DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Les Hunzinger
Certified Financial Planner
Feed of 09/15/2026
Also filed as Leslie Dale Hunzinger
At current firm
13 y
since Sep 16, 2013
In the industry
34 y
since Aug 31, 1992 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Osaic Wealth, Inc. BD affiliated currentsince Sep 16, 2013 · Woodridge, Il
- Ausdal Financial Partners, Inc. independent RIAJun 21, 2013 to Aug 29, 2013 · Davenport, Ia
- Ameriprise Financial Services, LLC national BDOct 1, 1998 to May 28, 2013 · Downers Grove, Il
Moves
a registration end followed by a registration begin elsewhere
- Ausdal Financial Partners, Inc. to Osaic Wealth, Inc.left Aug 29, 2013, registered Sep 16, 2013 (18 days) · Other
- Ameriprise Financial Services, LLC to Ausdal Financial Partners, Inc.left May 28, 2013, registered Jun 21, 2013 (24 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 34derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address