DFX Intelligence
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Registered advisor
L••• C• E•••••••••
Certified Financial Planner
Feed of 09/15/2026
Also filed as L••• C•••••• E••••••••• C•••••• E••••••
At current firm
12 y
since Apr 4, 2014
In the industry
25 y
since May 25, 2001 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- R•••••• J•••• • A••••••••• I••• national BD currentsince Apr 4, 2014 · Inverness, Fl
- I••••• F•••••••• C••••••••• formerSep 19, 2001 to Apr 1, 2014 · Spring Hill, Fl
Moves
a registration end followed by a registration begin elsewhere
- I••••• F•••••••• C••••••••• to R•••••• J•••• • A••••••••• I•••left Apr 1, 2014, registered Apr 4, 2014 (3 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address