DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Jerry Roy Yockey
Feed of 09/15/2026
Also filed as Jerry Yockey
At current firm
9 y
since Apr 21, 2017
In the industry
33 y
since Nov 2, 1992 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Ipi Wealth Management, Inc. BD affiliated currentsince Apr 21, 2017 · Shelbyville, Il
- Black Watch Investment Managers, L.L.P. unclassifiedJul 10, 2006 to Jun 19, 2017 · Shelbyville, Il
- Wintrust Investments formerApr 11, 2006 to May 1, 2017 · Shelbyville, Il
- Great Lakes Advisors, LLC otherJan 2, 2002 to Dec 31, 2009 · Shelbyville, Il
Moves
a registration end followed by a registration begin elsewhere
- Black Watch Investment Managers, L.L.P. to Ipi Wealth Management, Inc.left Jun 19, 2017, registered Apr 21, 2017 (-59 days) · Other
- Wintrust Investments to Black Watch Investment Managers, L.L.P.left May 1, 2017, registered Jul 10, 2006 (-3948 days) · Other
- Great Lakes Advisors, LLC to Wintrust Investmentsleft Dec 31, 2009, registered Apr 11, 2006 (-1360 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address