RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- I••••••••• A•••••••• independent RIA currentsince Mar 14, 2022 · Dallas, Tx
- P•• S••••••• C•••••• M••••••••• L•• independent RIAOct 4, 2019 to Aug 2, 2021 · Dallas, Tx
- I••••••••• A••••••••• L••••• formerDec 29, 2006 to Jan 31, 2020 · Austin, Tx
- P•• S••••••• C•••••• M••••••••• L•• to I••••••••• A••••••••left Aug 2, 2021, registered Mar 14, 2022 (224 days) · RIA to RIA
- I••••••••• A••••••••• L••••• to P•• S••••••• C•••••• M••••••••• L••left Jan 31, 2020, registered Oct 4, 2019 (-119 days) · RIA to RIA
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 35derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address