DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Kenneth Scott Roberts
Feed of 09/15/2026
At current firm
5 y
since Dec 16, 2020
In the industry
33 y
since Oct 6, 1992 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Fourstar Wealth Advisors, LLC independent RIA currentsince Dec 16, 2020 · Reno, Nv
- Iwc Asset Management LLC independent RIAJun 29, 2017 to Dec 31, 2020 · Truckee, Ca
- Concert Wealth Management formerSep 11, 2014 to Apr 20, 2015 · Reno, Nv
- Wespac Advisors, LLC otherAug 27, 2012 to Jun 1, 2017 · Reno, Nv
- Fusion Asset Management, LLC formerMar 6, 2008 to Dec 31, 2012 · Reno, Nv
- A. G. Edwards & Sons, Inc. unclassifiedMar 29, 2001 to Apr 19, 2004 · Incline Village, Nv
Moves
a registration end followed by a registration begin elsewhere
- Iwc Asset Management LLC to Fourstar Wealth Advisors, LLCleft Dec 31, 2020, registered Dec 16, 2020 (-15 days) · RIA to RIA
- Wespac Advisors, LLC to Concert Wealth Managementleft Jun 1, 2017, registered Sep 11, 2014 (-994 days) · Other
- Concert Wealth Management to Iwc Asset Management LLCleft Apr 20, 2015, registered Jun 29, 2017 (801 days) · Other
- Fusion Asset Management, LLC to Wespac Advisors, LLCleft Dec 31, 2012, registered Aug 27, 2012 (-126 days) · Other
- A. G. Edwards & Sons, Inc. to Fusion Asset Management, LLCleft Apr 19, 2004, registered Mar 6, 2008 (1417 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address