DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

W•••••• J••••• S••••

M•••••• L••••• P•••••• F••••• • S•••• I•••••••••wirehouseWashington, Dc dual registrantIAPD 2277256

Feed of 09/15/2026

Also filed as Bill Scott

At current firm

11 y

since Jun 12, 2015

In the industry

33 y

since Oct 15, 1992 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse current
since Jun 12, 2015 · Washington, Dc
B••••••• C•••••• I••• former
Jan 15, 2010 to Jul 10, 2015 · Washington, Dc
O••••••••• • C•• I••• BD affiliated
Mar 20, 2009 to Jan 20, 2010 · Washington, Dc
S••••••• G•••• C•••••• unclassified
Sep 30, 2008 to Mar 10, 2009 · Mclean, Va
F•• I••••••••• M••••••••• I••• unclassified
Sep 14, 2004 to Oct 24, 2008 · Arlington , Va
M••••• S•••••• • C•• L•• unclassified
Oct 25, 2001 to Aug 27, 2003 · Washington, Dc

Moves

a registration end followed by a registration begin elsewhere

B••••••• C•••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Jul 10, 2015, registered Jun 12, 2015 (-28 days) · Other · moved with a team
O••••••••• • C•• I••• to B••••••• C•••••• I•••
left Jan 20, 2010, registered Jan 15, 2010 (-5 days) · Other
S••••••• G•••• C•••••• to O••••••••• • C•• I•••
left Mar 10, 2009, registered Mar 20, 2009 (10 days) · Other
F•• I••••••••• M••••••••• I••• to S••••••• G•••• C••••••
left Oct 24, 2008, registered Sep 30, 2008 (-24 days) · Other
M••••• S•••••• • C•• L•• to F•• I••••••••• M••••••••• I•••
left Aug 27, 2003, registered Sep 14, 2004 (384 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 33derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address