L•••• A••• A• T••••••

• C••••• I••••••••• A••••••• L•• BD affiliated current
  since Jun 29, 2023 · Oakbrook Terrace, Il
• F•••• T•••• S••••••••• I••• BD affiliated
  Dec 2, 2013 to Nov 10, 2014 · Naperville, Il
• I••••• F•••••••• C••••••••• former
  Jul 6, 2010 to Nov 12, 2013 · Oak Forest, Il
• L•• F•••••••• L•• BD affiliated
  Feb 28, 2001 to Jul 12, 2010 · Aurora, Il

• F•••• T•••• S••••••••• I••• to C••••• I••••••••• A••••••• L••
  left Nov 10, 2014, registered Jun 29, 2023 (3153 days) · Other
• I••••• F•••••••• C••••••••• to F•••• T•••• S••••••••• I•••
  left Nov 12, 2013, registered Dec 2, 2013 (20 days) · Other
• L•• F•••••••• L•• to I••••• F•••••••• C•••••••••
  left Jul 12, 2010, registered Jul 6, 2010 (-6 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

33derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address