DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Fred J Abbott
Certified Financial Planner
Feed of 09/14/2026
At current firm
5 y
since Oct 7, 2020
In the industry
32 y
since Apr 4, 1994 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- LPL Financial LLC BD affiliated currentsince Oct 7, 2020 · Westerville, Oh
- Securities America Advisors, Inc. formerSep 18, 2020 to Oct 9, 2020 · La Vista, Ne
- Ssn Advisory, Inc. formerAug 30, 2016 to Sep 18, 2020 · Westerville, Oh
- Ameritas Advisory Services formerJun 30, 2006 to Sep 23, 2016 · North Haven, Ct
- Carillon Investments, Inc. unclassifiedAug 26, 2002 to Jun 30, 2006 · Guilford, Ct
- Msi Financial Services, Inc. formerJun 23, 1997 to Jul 17, 2002 · New London, Ct
Moves
a registration end followed by a registration begin elsewhere
- Securities America Advisors, Inc. to LPL Financial LLCleft Oct 9, 2020, registered Oct 7, 2020 (-2 days) · Affiliated broker-dealer or bank to another · moved with a team
- Ssn Advisory, Inc. to Securities America Advisors, Inc.left Sep 18, 2020, registered Sep 18, 2020 (0 days) · corporate re-registration, not a move
- Ameritas Advisory Services to Ssn Advisory, Inc.left Sep 23, 2016, registered Aug 30, 2016 (-24 days) · Other
- Carillon Investments, Inc. to Ameritas Advisory Servicesleft Jun 30, 2006, registered Jun 30, 2006 (0 days) · Other
- Msi Financial Services, Inc. to Carillon Investments, Inc.left Jul 17, 2002, registered Aug 26, 2002 (40 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address